Stephen James James Berry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Robert Quinn Advisory LLP
FRN 548030
- CF30 Customer (since 28 Oct 2025)
NLC CAPITAL MANCO LIMITED
FRN 1026451
- (1)Employed By (since 28 Oct 2025)
Macquarie Investment Management Europe Limited (no longer approved here)
FRN 733534
- [FCA CF] Manager of certification employee (22 Jul 2022 to 10 Dec 2024)
- [FCA CF] Client dealing (10 Dec 2020 to 10 Dec 2024)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- [FCA CF] Client dealing (16 Oct 2017 to 6 Dec 2020)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (17 Oct 2013 to 6 Mar 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (20 Nov 2009 to 1 Mar 2010)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 23 Oct 2009)
- CF21 Investment Adviser (12 Aug 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.