Stephen Douglas Allen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Macquarie Investment Management Europe Limited
FRN 733534
- [FCA CF] Material risk taker (since 31 Mar 2021)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF28 Systems and controls (11 Feb 2010 to 6 Mar 2016)
- CF3 Chief Executive (1 Dec 2001 to 21 Dec 2001)
- CF8 Apportionment and Oversight (1 Dec 2001 to 21 Dec 2001)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Dec 2001)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF28 Systems and controls (11 Feb 2010 to 25 Aug 2016)
- CF8 Apportionment and Oversight (1 Dec 2001 to 21 Dec 2001)
- CF1 Director (1 Dec 2001 to 21 Dec 2001)
Macquarie Infrastructure and Real Assets (Europe) Limited (no longer approved here)
FRN 195652
- CF28 Systems and controls (11 Feb 2010 to 28 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.