Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marie Elizabeth Geekie

  IRN MEH01060

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
  • CF30 Customer (9 Jul 2019 to 8 Dec 2019)
• Mark Alan Walters

  IRN MAW01272

  • CF30 Customer (26 Nov 2007 to 2 Dec 2008)
• Mark Alexander Hunter

  IRN MAH01208

  • CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
• Mark Andrew Mudie

  IRN MAM01229

  • CF30 Customer (1 Nov 2007 to 26 Jan 2012)
  • CF23 Corporate Finance Adviser (20 Apr 2006 to 31 Oct 2007)
• Mark Angus Giulianotti

  IRN MAG01197

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
• Mark Bradshaw

  IRN DXB01789

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Dec 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
• Mark Charles Paterson

  IRN MCP01031

  • CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
• Mark David John Rushton

  IRN MDR01104

  • CF30 Customer (1 Nov 2007 to 19 Aug 2011)
  • CF23 Corporate Finance Adviser (1 Nov 2006 to 31 Oct 2007)
• Mark Denis Mullen

  IRN MDM01074

  • CF27 Investment Management (28 Jan 2002 to 10 Aug 2004)
  • CF21 Investment Adviser (28 Jan 2002 to 10 Aug 2004)
• Mark Donnelly

  IRN MXD01234

  • CF21 Investment Adviser (29 Oct 2002 to 14 Aug 2007)

No changes recorded yet.