Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Jan 2023)
    • [FCA CF] Material risk taker (since 8 Jun 2022)
    • [FCA CF] Client dealing (since 19 Mar 2020)
    • CF30 Customer (19 Sep 2011 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (19 Sep 2011 to 6 Mar 2016)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF23 Corporate Finance Adviser (1 Nov 2006 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 19 Aug 2011)
    • CF23 Corporate Finance Adviser (1 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.