Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Elliot Sandys

  IRN MES01071

  • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
  • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
• Mark Gareth Murphy

  IRN MGM01106

  • CF30 Customer (4 Aug 2014 to 17 Apr 2017)
• Mark Jonathan Dooley

  IRN MJD01317

  • SMF18 Other Overall Responsibility (2 Mar 2020 to 11 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (27 Feb 2006 to 31 Oct 2007)
• Mark Konda

  IRN MXK01211

  • CF1 Director (1 Dec 2001 to 30 Apr 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
  • CF3 Chief Executive (1 Dec 2001 to 30 Apr 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2002)
• Mark Peter Sartori

  IRN MPS01061

  • CF30 Customer (1 Dec 2009 to 27 Jul 2010)
• Mark Robert Rice

  IRN MRR01040

  • CF30 Customer (10 Sep 2008 to 16 Jun 2010)
• Mark St John Dwyer

  IRN MSD01072

  • CF30 Customer (17 Jun 2014 to 3 Jun 2017)
• Mark Stuart Chapman-Smith

  IRN MSC01069

  • CF30 Customer (21 Jan 2010 to 24 Oct 2014)
• Mark Stuart Topfer

  IRN MXT54859

  • [FCA CF] Material risk taker (20 Jul 2020 to 17 Nov 2024)
• Mark Victor Freestone

  IRN MVF00008

  • CF30 Customer (18 Nov 2013 to 16 Jan 2015)

No changes recorded yet.