Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (since 1 Apr 2022)
- [FCA CF] Significant management (3 Oct 2022 to 15 Oct 2025)
- [FCA CF] Client dealing (1 Apr 2022 to 15 Oct 2025)
- [FCA CF] Manager of certification employee (1 Apr 2022 to 15 Oct 2025)
-
- SMF18 Other Overall Responsibility (2 Mar 2020 to 11 Nov 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (27 Feb 2006 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF23 Corporate Finance Adviser (27 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.