Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.