Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dennis Marcellus Johannes Hendrikus Mari van Helmond

  IRN DMV01027

  • CF30 Customer (1 Dec 2009 to 5 Feb 2013)
• Dennis Peter Lowe

  IRN DPL01022

  • CF29 Significant management (28 Jan 2009 to 6 Sep 2011)
  • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
  • CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
• Derek Andrew Smith

  IRN DAS01282

  • CF30 Customer (16 Sep 2009 to 16 Sep 2009)
• Derek Lowther Wilson

  IRN DLW01039

  • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
  • CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
• Derek Scott McCrone

  IRN DSM01072

  • [FCA CF] Manager of certification employee (since 31 Dec 2020)
  • [FCA CF] Material risk taker (since 31 Dec 2020)
• Derek William Ferdinand Gould

  IRN DXG01362

  • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
  • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
• Desiderio Go Co

  IRN DGC01088

  • CF30 Customer (4 Apr 2012 to 6 Sep 2012)
• Devarajen Moorooven

  IRN DXM01929

  • CF21 Investment Adviser (4 Jul 2006 to 4 Jul 2007)
• Devina Parasuraman

  IRN DXP01873

  • CF30 Customer (2 Sep 2014 to 13 Feb 2019)
• Devyan Joshi

  IRN DXJ01117

  • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
  • CF21 Investment Adviser (18 Aug 2005 to 31 Oct 2007)

No changes recorded yet.