Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • SMF22 Other Local Responsibility (7 Mar 2016 to 1 Jul 2018)
    • CF29 Significant management (22 Sep 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 26 Aug 2008)
    • CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF29 Significant management (28 Jan 2009 to 6 Sep 2011)
    • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
    • CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.