Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF22 Other Local Responsibility (7 Mar 2016 to 1 Jul 2018)
- CF29 Significant management (22 Sep 2011 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 26 Aug 2008)
- CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
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- CF29 Significant management (28 Jan 2009 to 6 Sep 2011)
- CF30 Customer (1 Nov 2007 to 11 Mar 2008)
- CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.