Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (4 Aug 2022 to 21 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (14 Dec 2021 to 5 Mar 2025)
- [FCA CF] Client dealing (14 Dec 2021 to 5 Mar 2025)
- [FCA CF] Material risk taker (14 Dec 2021 to 5 Mar 2025)
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- [FCA CF] Manager of certification employee (4 Aug 2022 to 21 Feb 2025)
- [FCA CF] Client dealing (14 Dec 2021 to 5 Mar 2025)
- [FCA CF] Material risk taker (14 Dec 2021 to 5 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (14 Dec 2021 to 5 Mar 2025)
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- CF30 Customer (13 Nov 2012 to 31 Mar 2013)
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- CF30 Customer (8 May 2008 to 23 Jul 2012)
- CF21 Investment Adviser (4 Jul 2006 to 4 Jul 2007)
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- CF21 Investment Adviser (4 Jul 2006 to 4 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.