Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 24 Nov 2022)
    • [FCA CF] Significant management (7 Jun 2022 to 24 Nov 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Nov 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Nov 2022)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • [FCA CF] Material risk taker (since 31 Dec 2020)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.