Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Macquarie Bank Ltd
FRN 170934
- SMF4 Chief Risk (since 24 Nov 2022)
- [FCA CF] Significant management (7 Jun 2022 to 24 Nov 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 24 Nov 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Nov 2022)
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Macquarie Capital (Europe) Limited
FRN 193905
- [FCA CF] Manager of certification employee (since 31 Dec 2020)
- [FCA CF] Material risk taker (since 31 Dec 2020)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.