Date authorised
11 August 2014
Companies House
06030940
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Adviser Services Holdings Ltd
    Brookdale Centre
    Manchester Road
    Knutsford
    Cheshire East
    WA16 0SR
    UNITED KINGDOM
    Phone
    +4401565658840
  • Complaints Contact

    Adviser Services Holdings Ltd
    Brookdale Centre
    Manchester Road
    Knutsford
    Cheshire East
    WA16 0SR
    UNITED KINGDOM
    Phone
    +4401565658840

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard James Medlicott

    IRN RJM01435

    • [FCA CF] Client dealing (14 Mar 2025 to 31 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (14 Mar 2025 to 31 Mar 2026)
    • CF30 Customer (5 Feb 2025 to 31 Mar 2026)
  • Richard Kay

    IRN RXK01390

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2021)
    • CF1 Director (AR) (since 2 Nov 2021)
    • CF30 Customer (since 2 Nov 2021)
  • Richard Mark Alsop

    IRN RMA00015

    • [FCA CF] Client dealing (27 Nov 2020 to 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 1 Apr 2021)
  • Richard Mark Stalley

    IRN RMS00030

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 26 Sep 2022)
    • CF1 Director (AR) (since 9 Aug 2022)
    • CF30 Customer (since 9 Aug 2022)
  • Richard Martial Schwartz

    IRN RMS00020

    • CF30 Customer (25 Feb 2025 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 11 Apr 2026)
    • [FCA CF] Client dealing (26 Nov 2020 to 11 Apr 2026)
  • Richard Martin-Redman

    IRN RXM02089

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 17 Jan 2022)
    • CF1 Director (AR) (since 14 Jan 2022)
    • CF30 Customer (since 14 Jan 2022)
  • Robert Gregory Willcox

    IRN RGW00025

    • CF30 Customer (since 17 Nov 2025)
  • Robert John Sparrowhawk

    IRN RJS00037

    • CF30 Customer (18 Feb 2021 to 24 May 2021)
    • Appointed representative dealing with clients for which they require qualification (30 Dec 2020 to 24 May 2021)
    • [FCA CF] Client dealing (30 Dec 2020 to 24 May 2021)
  • Robert Stopa

    IRN RXS00143

    • [FCA CF] Client dealing (18 Mar 2021 to 30 Nov 2023)
    • CF30 Customer (17 Mar 2021 to 30 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 30 Nov 2023)
  • Roger Frederick Wykes

    IRN RFW00012

    • CF30 Customer (18 Sep 2014 to 5 Sep 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.