Richard Kay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lync Wealth Management Limited

    FRN 1021927

    • (58)Employed By (since 7 May 2025)
  • Lyncombe Consultants Limited

    FRN 618025

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (since 18 Nov 2021)
    • CF1 Director (AR) (since 2 Nov 2021)
    • CF30 Customer (since 2 Nov 2021)
  • Warriner Capital Ltd

    FRN 924485

    • (5)Employed By (since 2 Nov 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Oct 2021)
    • CF4 Partner (AR) (22 Sep 2015 to 26 Oct 2021)
    • CF30 Customer (6 Oct 2010 to 26 Oct 2021)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (6 Oct 2010 to 26 Oct 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Nov 2008 to 30 Sep 2010)
  • Byrne & Ferns Limited (no longer approved here)

    FRN 215918

    • Employed By (28 Oct 2008 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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