Richard Mark Stalley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lyncombe Consultants Limited

    FRN 618025

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Sep 2022)
    • [FCA CF] Client dealing (since 26 Sep 2022)
    • CF1 Director (AR) (since 9 Aug 2022)
    • CF30 Customer (since 9 Aug 2022)
  • Avalon (Bournemouth) Ltd

    FRN 216110

    • Employed By (since 9 Aug 2022)
    • Employed By (30 Mar 2012 to 30 Sep 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 23 Sep 2022)
    • CF1 Director (AR) (13 Jun 2013 to 23 Sep 2022)
    • CF4 Partner (AR) (30 Mar 2012 to 13 Jun 2013)
    • CF30 Customer (30 Mar 2012 to 23 Sep 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (27 Aug 2008 to 29 Jan 2012)
    • CF30 Customer (27 Aug 2008 to 29 Jan 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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