Date authorised
11 August 2014
Companies House
06030940
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Adviser Services Holdings Ltd
    Brookdale Centre
    Manchester Road
    Knutsford
    Cheshire East
    WA16 0SR
    UNITED KINGDOM
    Phone
    +4401565658840
  • Complaints Contact

    Adviser Services Holdings Ltd
    Brookdale Centre
    Manchester Road
    Knutsford
    Cheshire East
    WA16 0SR
    UNITED KINGDOM
    Phone
    +4401565658840

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Michael Needham

    IRN AMN01037

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 15 Nov 2023)
    • CF30 Customer (since 22 Aug 2023)
    • CF1 Director (AR) (since 22 Aug 2023)
  • Andrew Paul Rigg

    IRN APR00025

    • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 30 Jun 2021)
    • [FCA CF] Client dealing (30 Nov 2020 to 30 Jun 2021)
  • Andrew Robert Farr

    IRN ARF00021

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 9 Nov 2021)
    • [FCA CF] Client dealing (25 Nov 2020 to 9 Nov 2021)
  • Andrew Smith

    IRN AXS00217

    • [FCA CF] Manager of certification employee (23 Nov 2020 to 24 Nov 2021)
  • Andrew Wayne Carley

    IRN AWC00028

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 24 Nov 2021)
    • [FCA CF] Client dealing (25 Nov 2020 to 24 Nov 2021)
  • Anindita Dey

    IRN AXD00787

    • Appointed representative dealing with clients for which they require qualification (25 Aug 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (25 Aug 2023 to 31 Mar 2025)
    • CF30 Customer (22 Aug 2023 to 31 Mar 2025)
  • Anner Fehnert

    IRN AXF00106

    • CF1 Director (AR) (5 Aug 2015 to 24 Apr 2023)
  • Annmarie Catherine Darrington-Wright

    IRN ACD00001

    • CF1 Director (AR) (since 15 May 2025)
  • Anthony Nixon

    IRN ARN00001

    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 31 Oct 2021)
    • [FCA CF] Client dealing (27 Nov 2020 to 31 Oct 2021)
  • Anthony Robert Ferns

    IRN TXF00019

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Jan 2022)
    • CF30 Customer (since 19 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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