Andrew Wayne Carley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 24 Nov 2021)
    • [FCA CF] Client dealing (25 Nov 2020 to 24 Nov 2021)
  • Alexander Calder Financial Ltd (no longer approved here)

    FRN 407890

    • (25)Employed By (23 Apr 2010 to 24 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (25)Employed By at Alexander Calder Financial Ltd