Andrew Robert Farr

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Resolute Financial Planning Ltd

    FRN 954596

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2021)
    • SMF16 Compliance Oversight (since 9 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Nov 2021)
    • SMF3 Executive Director (since 9 Nov 2021)
    • [FCA CF] Client dealing (since 9 Nov 2021)
    • Responsible for Insurance Distribution (since 9 Nov 2021)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 9 Nov 2021)
    • [FCA CF] Client dealing (25 Nov 2020 to 9 Nov 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (15 Nov 2012 to 7 Oct 2013)
  • Bluechip Financial Limited (no longer approved here)

    FRN 467977

    • Employed By (2 Jul 2007 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.