Lumyna Investments Limited

Date authorised
21 July 2014
Companies House
08824800
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lumyna Investments Ltd
    11 Bressenden Place
    London
    Westminster
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +4402039970103
    Web
    https://www.lumyna.com

  • Complaints Contact

    Lumyna Investments Ltd
    11 Bressenden Place
    London
    Westminster
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +4402039970103

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Owen

    IRN GXO11840

    • [FCA CF] Client dealing (1 Feb 2021 to 3 Jul 2024)
  • Harjinder Singh Bains

    IRN HXB01336

    • CF30 Customer (21 Jul 2014 to 24 Dec 2015)
  • Ivana Iesini

    IRN IXI01033

    • CF30 Customer (31 Jan 2017 to 1 Dec 2018)
  • James Munce

    IRN JXM02759

    • CF3 Chief Executive (10 Apr 2017 to 4 May 2017)
    • CF30 Customer (21 Jul 2014 to 4 May 2017)
  • Jan Erik Frogg

    IRN JXF20951

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Jason Andrew Gardiner

    IRN JAG01224

    • CF11 Money Laundering Reporting (28 Nov 2018 to 23 May 2019)
    • CF10 Compliance Oversight (28 Nov 2018 to 23 May 2019)
  • Jason Paul Holt

    IRN JPH01199

    • CF11 Money Laundering Reporting (2 Mar 2018 to 30 Nov 2018)
  • Jean Marie Marcel Andre Alexandre Dominjon

    IRN JMD01126

    • Director of firm who is not a certification employee or a SMF manager (since 3 Jun 2024)
  • Jennifer Mary Taylor

    IRN JMT01194

    • CF10 Compliance Oversight (8 May 2017 to 30 Nov 2018)
  • Jill Lodge

    IRN JXL01294

    • [FCA CF] Material risk taker (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 14 Jun 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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