Jason Andrew Gardiner

• Shawpoint Ltd (no longer approved here)

  FRN 948057

  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2021 to 28 Mar 2022)
  • SMF16 Compliance Oversight (1 Oct 2021 to 28 Mar 2022)
• Lumyna Investments Limited (no longer approved here)

  FRN 613481

  • CF11 Money Laundering Reporting (28 Nov 2018 to 23 May 2019)
  • CF10 Compliance Oversight (28 Nov 2018 to 23 May 2019)
• Royal London Asset Management Limited (no longer approved here)

  FRN 141665

  • CF10 Compliance Oversight (4 Oct 2012 to 7 Apr 2015)
  • CF11 Money Laundering Reporting (4 Oct 2012 to 7 Apr 2015)
• Royal London Unit Trust Managers Limited (no longer approved here)

  FRN 144037

  • CF11 Money Laundering Reporting (4 Oct 2012 to 7 Apr 2015)
  • CF10 Compliance Oversight (4 Oct 2012 to 7 Apr 2015)
• Royal London Savings Limited (no longer approved here)

  FRN 191237

  • CF10 Compliance Oversight (4 Oct 2012 to 7 Apr 2015)
  • CF11 Money Laundering Reporting (4 Oct 2012 to 7 Apr 2015)
• Schroder Investment Management North America Limited (no longer approved here)

  FRN 144543

  • CF1 Director (23 May 2007 to 30 Jul 2008)
  • CF10 Compliance Oversight (23 Jun 2006 to 1 Aug 2008)
• Schroder Unit Trusts Limited (no longer approved here)

  FRN 197288

  • CF1 Director (3 Apr 2007 to 30 Jul 2008)
  • CF10 Compliance Oversight (23 Jun 2006 to 1 Aug 2008)
• Schroder Investment Management Limited (no longer approved here)

  FRN 119348

  • CF1 Director (27 Mar 2007 to 30 Jul 2008)
  • CF10 Compliance Oversight (23 Jun 2006 to 1 Aug 2008)
• Schroder Real Estate Investment Management Limited (no longer approved here)

  FRN 190064

  • CF1 Director (19 Mar 2007 to 30 Jul 2008)
  • CF10 Compliance Oversight (23 Jun 2006 to 1 Aug 2008)
• Schroder Pension Management Limited (no longer approved here)

  FRN 442769

  • CF1 Director (19 Mar 2007 to 30 Jul 2008)
  • CF10 Compliance Oversight (23 Jun 2006 to 1 Aug 2008)

No changes recorded yet.