Shawpoint Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

Senior staff personally approved by the FCA to hold their roles here.

Anthony Michael De-Menezes
IRN AXD00780
- [FCA CF] Client dealing (17 Jul 2023 to 31 Oct 2025)
Daniel Craig Marcus
IRN DCM01171
- [FCA CF] Client dealing (since 22 Mar 2023)
Jason Andrew Gardiner
IRN JAG01224
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2021 to 28 Mar 2022)
- SMF16 Compliance Oversight (1 Oct 2021 to 28 Mar 2022)
John Tomlinson
IRN JXT00286
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2022 to 12 Jun 2023)
- SMF16 Compliance Oversight (17 Mar 2022 to 12 Jun 2023)
Jonathan Charles William Shaw
IRN JXS02119
- [FCA CF] Client dealing (since 26 Apr 2022)
- SMF1 Chief Executive (since 1 Oct 2021)
- SMF3 Executive Director (since 1 Oct 2021)
Michael Peter Rajpaul Kaladeen
IRN MPK01047
- [FCA CF] Client dealing (since 5 May 2022)
- SMF3 Executive Director (since 1 Oct 2021)
Roger Marc Noirot
IRN RXN75627
- [FCA CF] Client dealing (since 21 Oct 2025)
Simon Charles Yun-Farmbrough
IRN SCY01005
- SMF9 Chair of the Governing Body (since 15 Dec 2022)
Siobhan Claire Mary Rigby-Hall
IRN SXR00688
- SMF16 Compliance Oversight (since 30 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.