Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shawpoint Ltd

    FRN 948057

    • [FCA CF] Client dealing (since 22 Mar 2023)
  • Basis Capital Markets UK Limited (no longer approved here)

    FRN 810733

    • SMF9 Chair of the Governing Body (29 Jan 2024 to 31 Dec 2025)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2020)
    • CF3 Chief Executive (13 Jun 2017 to 8 Dec 2019)
    • CF1 Director (15 Apr 2013 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2020)
    • CF1 Director (15 Apr 2013 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2020)
    • CF1 Director (15 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.