Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Feb 2021)
    • [FCA CF] Manager of certification employee (27 May 2022 to 29 May 2024)
    • [FCA CF] Significant management (9 Feb 2021 to 20 Aug 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 9 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Feb 2021)
    • [FCA CF] Manager of certification employee (27 May 2022 to 29 Feb 2024)
    • [FCA CF] Significant management (9 Feb 2021 to 20 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Feb 2021)
    • [FCA CF] Material risk taker (since 9 Feb 2021)
    • [FCA CF] Manager of certification employee (27 May 2022 to 29 Feb 2024)
    • [FCA CF] Significant management (9 Feb 2021 to 20 Aug 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Manager of certification employee (27 May 2022 to 29 Feb 2024)
  • Mortgages Plc (no longer approved here)

    FRN 304260

    • SMF3 Executive Director (14 May 2020 to 2 Oct 2020)
  • Wave Lending Limited (no longer approved here)

    FRN 305391

    • SMF3 Executive Director (14 May 2020 to 2 Oct 2020)
  • Mortgages 1 Limited (no longer approved here)

    FRN 308345

    • SMF3 Executive Director (14 May 2020 to 2 Oct 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • SMF16 Compliance Oversight (8 May 2017 to 2 Oct 2020)
    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 8 May 2017)
    • CF3 Chief Executive (20 Mar 2014 to 6 Mar 2016)
  • Lumyna Investments Limited (no longer approved here)

    FRN 613481

    • CF10 Compliance Oversight (8 May 2017 to 30 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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