Lumon Risk Management Ltd

• Principal Place of Business

  Lumon Risk Management Ltd

  20 Farringdon Road

  London

  Islington

  EC1M 3HE

  UNITED KINGDOM

  Phone

  +4402033847280

  Web

  https://www.lumonpay.com

• Complaints Contact

  20 Farringdon Road

  London

  EC1M 3HE

  UNITED KINGDOM

  Phone

  +4402033847280

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 3 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ian McCaig

  IRN IXM01822

  • SMF9 Chair of the Governing Body (since 25 Oct 2022)
• Jamie Allan Jemmeson

  IRN JAJ01096

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (16 Mar 2022 to 10 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Mar 2026)
  • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
• Jock So Chan

  IRN JSC01168

  • [FCA CF] Manager of certification employee (16 Mar 2021 to 8 Sep 2021)
• John Marley

  IRN JXM01484

  • CF30 Customer (27 Sep 2017 to 9 Jan 2019)
• Joseph Rory O'Neill

  IRN JXO07184

  • [FCA CF] Manager of certification employee (since 10 Nov 2025)
  • [FCA CF] Significant management (since 12 Mar 2025)
• Lee Stephen McDarby

  IRN LSM01029

  • [FCA CF] Manager of certification employee (10 Nov 2025 to 19 Jan 2026)
  • [FCA CF] Significant management (10 Nov 2025 to 19 Jan 2026)
• Leigh Edward Bridger

  IRN LXB00223

  • SMF3 Executive Director (since 5 May 2022)
  • SMF1 Chief Executive (15 May 2023 to 30 Nov 2023)
  • [FCA CF] Significant management (16 Mar 2021 to 2 Apr 2026)
• Martin John Bennett

  IRN MJB01567

  • SMF9 Chair of the Governing Body (20 Feb 2020 to 12 Aug 2022)
• Matthew Baker

  IRN MXB02910

  • CF30 Customer (7 Mar 2016 to 9 Jan 2019)
  • CF1 Director (1 Sep 2015 to 25 Sep 2017)
• Megan Dunford

  IRN MXD00623

  • [FCA CF] Significant management (16 Mar 2023 to 16 Nov 2023)

No changes recorded yet.