Lothbury Investment Management Limited

Date authorised
1 April 2013
Companies House
04185370
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lothbury Investment Management Ltd
    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +442035514900
    Web
    https://www.lothburyim.com

  • Complaints Contact

    Lothbury Investment Management Ltd
    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +4402035514900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Michael Hawkshaw

    IRN SMH01123

    • (45)CF1 Director (7 Apr 2004 to 23 Apr 2010)
    • (44)CF3 Chief Executive (2 Oct 2003 to 6 Feb 2004)
    • (43)CF8 Apportionment and Oversight (7 Jan 2003 to 6 Feb 2004)
    • (42)CF13 Finance (1 Dec 2001 to 6 Feb 2004)
  • Simon John Radford

    IRN SJR01131

    • (47)SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
    • (48)SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
    • (46)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Feb 2023)
    • (52)CF11 Money Laundering Reporting (13 May 2010 to 8 Dec 2019)
    • (49)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (53)CF8 Apportionment and Oversight (29 Mar 2004 to 31 Oct 2007)
    • (50)CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
    • (55)CF1 Director (29 Mar 2004 to 8 Dec 2019)
    • (54)CF3 Chief Executive (29 Mar 2004 to 8 Dec 2019)
    • (51)CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
  • Sonia Pritam Bhuva

    IRN SPB01230

    • (31)CF30 Customer (22 Aug 2016 to 28 Jan 2019)
  • Thomas Daniel Marinus Jansen

    IRN TDJ01017

    • (10)CF30 Customer (23 Dec 2013 to 8 Dec 2019)
  • Timothy Grant Legge

    IRN TGL01012

    • (67)CF21 Investment Adviser (29 Mar 2004 to 31 Mar 2007)
    • (66)CF27 Investment Management (29 Mar 2004 to 31 Mar 2004)
  • Timothy Martin Phillips

    IRN TMP01038

    • (34)CF30 Customer (30 Apr 2015 to 6 Sep 2019)
  • Umberto Charles Pierre Arts

    IRN UCA01001

    • (8)CF2 Non Executive Director (2 Jun 2004 to 29 Oct 2008)
  • Vikki Louise Ikel

    IRN VLI01001

    • (35)CF30 Customer (16 Feb 2011 to 15 Dec 2014)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (84)[FCA CF] Significant management

  2. controlled function added: (83)CF1 Director

  3. controlled function added: (82)CF27 Investment Management

  4. controlled function added: (81)CF30 Customer

  5. controlled function added: (80)SMF3 Executive Director

  6. controlled function added: (79)CF10 Compliance Oversight

  7. controlled function added: (78)SMF16 Compliance Oversight

  8. controlled function added: (77)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (76)CF2 Non Executive Director

  10. controlled function added: (75)CF1 Director

Show more