Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lothbury Investment Management Limited (no longer approved here)

    FRN 197099

    • (45)CF1 Director (7 Apr 2004 to 23 Apr 2010)
    • (44)CF3 Chief Executive (2 Oct 2003 to 6 Feb 2004)
    • (43)CF8 Apportionment and Oversight (7 Jan 2003 to 6 Feb 2004)
    • (42)CF13 Finance (1 Dec 2001 to 6 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (42)CF13 Finance at Lothbury Investment Management Limited

  2. controlled function added: (43)CF8 Apportionment and Oversight at Lothbury Investment Management Limited

  3. controlled function added: (44)CF3 Chief Executive at Lothbury Investment Management Limited

  4. controlled function added: (45)CF1 Director at Lothbury Investment Management Limited