Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 31 Mar 2021)
    • CF30 Customer (5 Aug 2015 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 27 Feb 2008)
    • CF21 Investment Adviser (24 Jul 2007 to 31 Oct 2007)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (1 Nov 2007 to 20 Feb 2014)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • Lothbury Investment Management Limited (no longer approved here)

    FRN 197099

    • (67)CF21 Investment Adviser (29 Mar 2004 to 31 Mar 2007)
    • (66)CF27 Investment Management (29 Mar 2004 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (66)CF27 Investment Management at Lothbury Investment Management Limited

  2. controlled function added: (67)CF21 Investment Adviser at Lothbury Investment Management Limited