Date authorised
1 July 2014
Companies House
OC326500
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    72 Broadwick Street
    London
    Westminster
    W1F 9QZ
    UNITED KINGDOM
    Phone
    +442072901616
  • Complaints Contact

    72 Broadwick Street
    London
    Westminster
    W1F 9QZ
    UNITED KINGDOM
    Phone
    +442072901616

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alasdair David Evans

    IRN ADE01035

    • [FCA CF] Significant management (since 9 Sep 2025)
    • [FCA CF] Manager of certification employee (25 Feb 2026 to 1 Apr 2026)
  • Alasdair Mason

    IRN AXM05862

    • [FCA CF] Manager of certification employee (since 4 Mar 2026)
    • [FCA CF] Client dealing (since 25 Feb 2026)
  • Alex MacDonald

    IRN AXM05863

    • [FCA CF] Client dealing (since 4 Mar 2026)
  • Anne Breen

    IRN AKB01080

    • SMF27 Partner (since 23 Oct 2024)
  • Bjorn Dominic Hobart

    IRN BDH01036

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (5 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Catherine Emma Fry

    IRN CEF01056

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (27 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Mar 2017 to 8 Dec 2019)
  • Christopher Thomas Demetriou

    IRN CXD00276

    • SMF27 Partner (22 Aug 2022 to 1 Jun 2023)
  • Colin Richard Godfrey

    IRN CRG01058

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
  • Frankie Whitehead

    IRN FXW00101

    • [FCA CF] Significant management (since 22 Feb 2024)
  • Henry Bell Franklin

    IRN HBF01006

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.