Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tritax Securities LLP
FRN 489702
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (27 Mar 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Mar 2017 to 8 Dec 2019)
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Tritax Management LLP
FRN 616262
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (27 Mar 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Mar 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.