Date authorised
1 July 2014
Companies House
OC326500
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    72 Broadwick Street
    London
    Westminster
    W1F 9QZ
    UNITED KINGDOM
    Phone
    +442072901616
  • Complaints Contact

    72 Broadwick Street
    London
    Westminster
    W1F 9QZ
    UNITED KINGDOM
    Phone
    +442072901616

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Angus Dunlop

    IRN JAD01277

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
  • James William David Watson

    IRN JXW01421

    • [FCA CF] Manager of certification employee (since 11 Sep 2025)
  • John Cecil Claxon

    IRN JCC01117

    • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
  • Mark Glenn Bridgman Shaw

    IRN MGS01075

    • SMF27 Partner (9 Dec 2019 to 1 Apr 2021)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Mehdi Bourassi

    IRN MXB01309

    • [FCA CF] Significant management (since 22 Feb 2024)
  • Neil Slater

    IRN NXS00159

    • SMF27 Partner (27 Jun 2022 to 15 Jun 2023)
  • Nicholas James Patrick Ireland

    IRN NJI00013

    • [FCA CF] Client dealing (since 11 Sep 2025)
  • Nicholas James Smith

    IRN NJS01220

    • [FCA CF] Client dealing (27 Apr 2023 to 3 Aug 2023)
  • Nicholas Oliver Preston

    IRN NOP01001

    • [FCA CF] Significant management (31 Mar 2021 to 20 Sep 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 20 Sep 2022)
    • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • Peter Branner

    IRN PXB01886

    • SMF27 Partner (since 23 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.