Nicholas Oliver Preston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tritax Management LLP (no longer approved here)

    FRN 616262

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 20 Sep 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 20 Sep 2022)
    • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • CBRE Investment Management Indirect Limited (no longer approved here)

    FRN 159366

    • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
    • Responsible for Insurance Mediation (5 Jan 2005 to 31 Jan 2012)
    • CF1 Director (2 May 2002 to 31 Jan 2012)
    • CF10 Compliance Oversight (2 May 2002 to 4 Nov 2010)
    • CF11 Money Laundering Reporting (2 May 2002 to 4 Nov 2010)
    • CF21 Investment Adviser (2 May 2002 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 2 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.