Nicholas James Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tritax Management LLP (no longer approved here)

    FRN 616262

    • [FCA CF] Client dealing (27 Apr 2023 to 3 Aug 2023)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.