Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 3 Feb 2026)
    • Employed By (since 3 Feb 2026)
  • Lothbury Investment Management Limited (no longer approved here)

    FRN 197099

    • (48)SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
    • (46)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Feb 2023)
    • (47)SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
    • (52)CF11 Money Laundering Reporting (13 May 2010 to 8 Dec 2019)
    • (49)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (51)CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
    • (55)CF1 Director (29 Mar 2004 to 8 Dec 2019)
    • (50)CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
    • (54)CF3 Chief Executive (29 Mar 2004 to 8 Dec 2019)
    • (53)CF8 Apportionment and Oversight (29 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (46)SMF17 Money Laundering Reporting Officer (MLRO) at Lothbury Investment Management Limited

  2. controlled function added: (47)SMF3 Executive Director at Lothbury Investment Management Limited

  3. controlled function added: (48)SMF1 Chief Executive at Lothbury Investment Management Limited

  4. controlled function added: (49)CF30 Customer at Lothbury Investment Management Limited

  5. controlled function added: (50)CF27 Investment Management at Lothbury Investment Management Limited

  6. controlled function added: (51)CF21 Investment Adviser at Lothbury Investment Management Limited

  7. controlled function added: (52)CF11 Money Laundering Reporting at Lothbury Investment Management Limited

  8. controlled function added: (53)CF8 Apportionment and Oversight at Lothbury Investment Management Limited

  9. controlled function added: (54)CF3 Chief Executive at Lothbury Investment Management Limited

  10. controlled function added: (55)CF1 Director at Lothbury Investment Management Limited