LONSDALE FINANCIAL CONSULTING LIMITED

Date authorised
1 April 2013
Companies House
03652471
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lonsdale Financial Consulting Ltd
    22 Mount Ephraim Road
    Tunbridge Wells
    Kent
    TN1 1ED
    UNITED KINGDOM
    Phone
    +4401332411163

  • Complaints Contact

    Cooper Parry Wealth
    Building 423
    East Midlands Airport
    Castle Donington
    Derby
    Leicestershire
    DE74 2SA
    UNITED KINGDOM
    Phone
    +4401332411163

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James David Parnell

    IRN JXP00821

    • Director of firm who is not a certification employee or a SMF manager (since 31 Oct 2023)
  • Laurence Charles Rose

    IRN LCR00002

    • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jan 2019)
    • CF10 Compliance Oversight (1 Apr 2011 to 1 Nov 2012)
    • Responsible for Insurance Mediation (23 Mar 2011 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Alexander Howard

    IRN MAH00122

    • CF8 Apportionment and Oversight (9 May 2003 to 20 May 2009)
    • CF1 Director (1 Dec 2001 to 20 May 2009)
  • Michael David Smith

    IRN MDS01193

    • SMF1 Chief Executive (3 Jul 2020 to 21 Jun 2024)
    • SMF3 Executive Director (3 Jul 2020 to 21 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
  • Nicholas Paul Taylor

    IRN NPT00001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 8 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (11 Nov 2003 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (9 May 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Mar 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Mar 2002)
  • Paul Anthony Allen

    IRN PAA00023

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Peter John Wicks

    IRN PJW01366

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
    • [FCA CF] Client dealing (since 6 Oct 2023)
  • Peter Stephen Clark

    IRN PSC00027

    • CF1 Director (1 Dec 2001 to 30 Apr 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2003)
  • Philip Thomas

    IRN PXT01250

    • CF2 Non Executive Director (18 Jun 2003 to 31 May 2008)
    • CF8 Apportionment and Oversight (18 Jun 2003 to 23 Jan 2007)
  • Ralph John Sanders

    IRN RJS01277

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Sep 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 10 Sep 2020)
    • Responsible for Insurance Distribution (21 Nov 2018 to 10 Sep 2020)
    • CF10 Compliance Oversight (5 May 2006 to 14 Mar 2011)
    • Responsible for Insurance Mediation (5 May 2006 to 14 Mar 2011)
    • CF11 Money Laundering Reporting (4 Apr 2006 to 8 Dec 2019)
    • CF1 Director (26 Sep 2002 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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