Paul Anthony Allen

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cooper Parry Wealth Limited

    FRN 197193

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2023)
  • Chamberlyns Limited

    FRN 183524

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • LONSDALE FINANCIAL CONSULTING LIMITED

    FRN 189974

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF4 Partner (AR) (17 Mar 2011 to 6 Oct 2014)
    • CF30 Customer (17 Mar 2011 to 19 Feb 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF4 Partner (AR) (4 Jan 2010 to 3 May 2011)
    • CF30 Customer (4 Jan 2010 to 3 May 2011)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (1 May 2009 to 3 May 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (15 Mar 2004 to 29 Mar 2007)
    • CF7 Sole Trader (AR) (15 Mar 2004 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (4 Nov 2003 to 15 Mar 2004)
  • My Mortgage Place (no longer approved here)

    FRN 401768

    • (2)Employed By (15 Mar 2004 to 29 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.