Michael David Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cooper Parry Wealth Limited (no longer approved here)

    FRN 197193

    • SMF3 Executive Director (21 Mar 2024 to 21 Jun 2024)
  • LONSDALE FINANCIAL CONSULTING LIMITED (no longer approved here)

    FRN 189974

    • SMF3 Executive Director (3 Jul 2020 to 21 Jun 2024)
    • SMF1 Chief Executive (3 Jul 2020 to 21 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)
  • Chamberlyns Limited (no longer approved here)

    FRN 183524

    • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2024)
    • CF11 Money Laundering Reporting (1 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jan 2010 to 8 Dec 2019)
    • CF1 Director (20 May 2009 to 8 Dec 2019)
    • CF30 Customer (20 May 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.