Nicholas Paul Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cooper Parry Wealth Limited

    FRN 197193

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2023)
    • [FCA CF] Client dealing (since 17 Nov 2023)
  • LONSDALE FINANCIAL CONSULTING LIMITED

    FRN 189974

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 8 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (11 Nov 2003 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (9 May 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Mar 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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