London Treasury Limited

• Principal Place of Business

  First Floor, 330 Holborn Gate

  326-332 High Holborn

  London

  WC1V 7QH

  UNITED KINGDOM

  Phone

  +447549207011

  Web

  https://londontreasury.org

• Complaints Contact

  First Floor, 330 Holborn Gate

  326-332 High Holborn

  London

  WC1V 7QH

  UNITED KINGDOM

  Phone

  +447549207011

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aisling Connell

  IRN AXC03457

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Candida Jane Flowers

  IRN CXF00420

  • [FCA CF] Material risk taker (since 1 Sep 2023)
• Evguenia Kotchkina

  IRN EXK01372

  • [FCA CF] Client dealing (since 21 Jul 2023)
• Feyisayo Grace Adekugbe

  IRN FGA01007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2023)
  • CF30 Customer (4 Oct 2018 to 8 Dec 2019)
• Frederick John Coggle

  IRN FJC01071

  • [FCA CF] Manager of certification employee (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2023)
  • CF30 Customer (4 Oct 2018 to 8 Dec 2019)
• Harvey Andrew McGrath

  IRN HAM01018

  • SMF9 Chair of the Governing Body (since 26 Apr 2024)
• Helen Ellerton

  IRN HAE01019

  • [FCA CF] Client dealing (19 Apr 2022 to 31 Mar 2024)
  • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 21 Jul 2023)
• Ian Michael Williams

  IRN IXW10435

  • Director of firm who is not a certification employee or a SMF manager (since 26 Apr 2024)
  • [FCA CF] Material risk taker (since 26 Apr 2024)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Jul 2023)
  • CF2 Non Executive Director (30 Jan 2019 to 8 Dec 2019)
• James Richard Henry Bagley

  IRN JXB16344

  • [FCA CF] Significant management (9 Dec 2019 to 21 Jul 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Sep 2023)
  • CF10 Compliance Oversight (2 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Sep 2019 to 8 Dec 2019)
• John Richard Tomlinson

  IRN JRT01144

  • [FCA CF] Material risk taker (since 31 Mar 2025)
  • [FCA CF] Manager of certification employee (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 1 Aug 2023)

No changes recorded yet.