London Treasury Limited

• Principal Place of Business

  First Floor, 330 Holborn Gate

  326-332 High Holborn

  London

  WC1V 7QH

  UNITED KINGDOM

  Phone

  +447549207011

  Web

  https://londontreasury.org

• Complaints Contact

  First Floor, 330 Holborn Gate

  326-332 High Holborn

  London

  WC1V 7QH

  UNITED KINGDOM

  Phone

  +447549207011

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Luke Webster

  IRN LXW01472

  • [FCA CF] Material risk taker (since 1 May 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
  • [FCA CF] Client dealing (21 Jul 2023 to 30 Apr 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Jul 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2023)
  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2025)
  • CF1 Director (4 Oct 2018 to 8 Dec 2019)
  • CF30 Customer (4 Oct 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Oct 2018 to 3 Sep 2019)
  • CF10 Compliance Oversight (4 Oct 2018 to 3 Sep 2019)
• Mads Fladholt Nielsen

  IRN MXN16855

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Dec 2021)
  • CF30 Customer (3 Jul 2019 to 8 Dec 2019)
• Margarita Elizabeth Rodriguez-Piza

  IRN MEB01071

  • SMF3 Executive Director (since 16 Jun 2025)
  • SMF1 Chief Executive (since 16 Jun 2025)
  • [FCA CF] Material risk taker (since 18 Nov 2024)
• Nadege Vanessa Rejane Genetay

  IRN NXG00135

  • [FCA CF] Material risk taker (since 9 Jul 2021)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Jul 2021)
• Robin Peter Plumridge

  IRN RPP01037

  • SMF16 Compliance Oversight (since 26 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2024)
• Roy Albert Nolan

  IRN RXN00093

  • [FCA CF] Client dealing (21 Jul 2023 to 27 Mar 2024)
• Salaman Veerathas

  IRN SXV00077

  • [FCA CF] Client dealing (since 2 Jan 2023)
  • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 21 Jul 2023)
• Solene Delion

  IRN SXD00893

  • [FCA CF] Material risk taker (since 18 Feb 2025)
• Stuart Robert Davies

  IRN SRD01038

  • CF2 Non Executive Director (4 Oct 2018 to 19 Jun 2019)

No changes recorded yet.