Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (5 Feb 2020 to 15 Jul 2022)
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- Director of firm who is not a certification employee or a SMF manager (19 Dec 2019 to 15 Jul 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (9 Jul 2018 to 8 Dec 2019)
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- CF2 Non Executive Director (4 Oct 2018 to 19 Jun 2019)
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- SIMF1 Chief Executive Function (7 Mar 2016 to 22 Nov 2016)
- Responsible for Insurance Mediation (9 Feb 2016 to 22 Nov 2016)
- CF1 Director (18 Aug 2015 to 22 Nov 2016)
- CF3 Chief Executive (18 Aug 2015 to 6 Mar 2016)
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- Responsible for Insurance Mediation (21 Jun 2013 to 21 May 2015)
- CF1 Director (AR) (1 Aug 2009 to 21 May 2015)
- CF10 Compliance Oversight (9 Oct 2006 to 20 Feb 2012)
- CF13 Finance (10 May 2005 to 30 Nov 2005)
- CF1 Director (10 May 2005 to 21 May 2015)
- CF8 Apportionment and Oversight (26 Nov 2004 to 21 May 2015)
- CF3 Chief Executive (26 Nov 2004 to 21 May 2015)
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- (1)Employed By (31 Jul 2009 to 21 May 2015)
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- CF1 Director (1 Dec 2001 to 15 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.