Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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London Treasury Limited
FRN 814517
- Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
- [FCA CF] Material risk taker (since 1 May 2025)
- [FCA CF] Client dealing (21 Jul 2023 to 30 Apr 2025)
- [FCA CF] Significant management (9 Dec 2019 to 21 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jul 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2023)
- CF30 Customer (4 Oct 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Oct 2018 to 3 Sep 2019)
- CF11 Money Laundering Reporting (4 Oct 2018 to 3 Sep 2019)
- CF1 Director (4 Oct 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.