Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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London Treasury Limited
FRN 814517
- Director of firm who is not a certification employee or a SMF manager (since 26 Apr 2024)
- [FCA CF] Material risk taker (since 26 Apr 2024)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Apr 2024)
- [FCA CF] Significant management (9 Dec 2019 to 21 Jul 2023)
- CF2 Non Executive Director (30 Jan 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.