Helen Ellerton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London Treasury Limited (no longer approved here)

    FRN 814517

    • [FCA CF] Client dealing (19 Apr 2022 to 31 Mar 2024)
    • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 21 Jul 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2022)
    • CF30 Customer (5 Aug 2016 to 8 Dec 2019)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (1 Apr 2014 to 10 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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