Livingbridge EP LLP

• Principal Place of Business

  Livingbridge E P LLP

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402075065600

  Web

  https://www.livingbridge.com

• Complaints Contact

  Livingbridge E P LLP

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +442075068522

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ronan Sandford

  IRN RXS00744

  • [FCA CF] Client dealing (15 Sep 2022 to 30 Jan 2026)
• Rupinder Singh Cheema

  IRN RSC01101

  • CF4 Partner (4 Jan 2013 to 3 Mar 2014)
• Sam Anthony Bridges Plumptre

  IRN SAP01101

  • CF4 Partner (1 Jan 2013 to 1 Apr 2014)
  • CF30 Customer (12 Jul 2011 to 1 Apr 2014)
• Sanjay Panchal

  IRN SXP00396

  • SMF27 Partner (since 1 Nov 2024)
  • [FCA CF] Client dealing (since 31 Mar 2021)
• Savvas Gregory Skordis

  IRN SGS01098

  • [FCA CF] Material risk taker (2 May 2022 to 14 Jun 2024)
  • CF30 Customer (1 Jun 2014 to 1 Apr 2018)
  • CF4 Partner (1 Jan 2013 to 1 Apr 2018)
• Shani Zindel

  IRN SXZ01005

  • [FCA CF] Client dealing (since 25 Jan 2022)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (29 Dec 2005 to 8 Dec 2019)
  • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
• Sheenagh Egan

  IRN SXE01071

  • SMF16 Compliance Oversight (since 17 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (25 Jan 2022 to 4 May 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2023)
  • CF10a CASS Oversight function (1 Oct 2011 to 27 Mar 2018)
  • CF30 Customer (1 Nov 2007 to 18 May 2016)
  • CF10 Compliance Oversight (6 Jun 2005 to 8 Dec 2019)
  • CF4 Partner (6 Jun 2005 to 8 Dec 2019)
  • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (6 Jun 2005 to 8 Dec 2019)
• Simon Douglas John Ward

  IRN SDW01067

  • CF30 Customer (1 Nov 2007 to 5 Feb 2009)
  • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
• Simon Hollingsworth

  IRN SXH00387

  • SMF27 Partner (2 Feb 2022 to 28 Apr 2025)
  • [FCA CF] Client dealing (31 Mar 2021 to 28 May 2025)
• Simon Peet

  IRN SXP00302

  • SMF27 Partner (since 18 Feb 2022)
  • [FCA CF] Client dealing (since 31 Mar 2021)

• Sprout Advisory Limited (no longer appointed)

  FRN 836314 · Appointed 13 Mar 2019 · Until 17 Jul 2020

No changes recorded yet.