Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Timothy Roger Flynn

  IRN TXF55824

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 3 Aug 2021)
• Toby Bainbridge

  IRN TXB76897

  • [PRA CF] Significant risk taker or Material risk taker (14 Jul 2022 to 31 Mar 2024)
  • [FCA CF] Material risk taker (14 Jul 2022 to 31 Mar 2024)
  • [FCA CF] Significant management (22 Apr 2021 to 31 Mar 2024)
• Toby Coombes

  IRN TMC01043

  • CF21 Investment Adviser (28 Feb 2003 to 13 Jul 2004)
  • CF22 Investment Adviser (Trainee) (10 Jan 2002 to 28 Feb 2003)
• Tracey Louise Crawley

  IRN TLG01027

  • SMF16 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)
• Trevor John Fannin

  IRN TJF01073

  • SMF20a With-Profits Actuary (4 May 2023 to 10 Feb 2025)
• Trevor Shaw

  IRN TXS00020

  • CF21 Investment Adviser (17 Jul 2003 to 1 May 2005)
  • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 17 Jul 2003)
• Ursula Jallow

  IRN UXJ01023

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 31 Oct 2021)
  • CF11 Money Laundering Reporting (25 Apr 2017 to 9 Dec 2018)
• Vanessa Anne Owen

  IRN VAO01003

  • CF17 Significant Mgt (Other Business Operations) (13 May 2005 to 3 Apr 2006)
• Vanessa Swanton

  IRN VXS01623

  • SMF5 Head of Internal Audit (12 Feb 2019 to 1 May 2020)
• Vernon Smith

  IRN VXS00131

  • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 17 Oct 2023)
  • [FCA CF] Material risk taker (27 Jul 2022 to 17 Oct 2023)
  • [FCA CF] Significant management (5 Apr 2022 to 17 Oct 2023)

• Quidco Limited (no longer appointed)

  FRN 808298 · Appointed 17 Sep 2018 · Until 9 Feb 2023

• National Education Union (no longer appointed)

  FRN 787653 · Appointed 7 Nov 2017 · Until 31 May 2018

• National Education Union (no longer appointed)

  FRN 201862 · Appointed 20 Jan 2016 · Until 3 Nov 2017

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 1 Oct 2014 · Until 16 Apr 2018

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 24 Sep 2014 · Until 16 Apr 2018

• Nectar 360 Limited (no longer appointed)

  FRN 460052 · Appointed 24 Sep 2014 · Until 1 Jul 2020

• Moneysavingexpert.com Limited (no longer appointed)

  FRN 587302 · Appointed 29 Jul 2014 · Until 14 Oct 2016

• Fairer Finance Ltd (no longer appointed)

  FRN 627479 · Appointed 4 Jul 2014 · Until 22 Jul 2016

• iMutual Plc (no longer appointed)

  FRN 623962 · Appointed 22 May 2014 · Until 30 Aug 2017

• Steer Digital Limited (no longer appointed)

  FRN 597191 · Appointed 19 Dec 2013 · Until 1 Jan 2015

No changes recorded yet.