Vernon Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 17 Oct 2023)
    • [FCA CF] Material risk taker (27 Jul 2022 to 17 Oct 2023)
    • [FCA CF] Significant management (5 Apr 2022 to 17 Oct 2023)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • [FCA CF] Material risk taker (27 Jul 2022 to 17 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 17 Oct 2023)
    • [FCA CF] Significant management (5 Apr 2022 to 17 Oct 2023)
  • LV Protection Limited (no longer approved here)

    FRN 611223

    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 17 Oct 2023)
    • [FCA CF] Material risk taker (27 Jul 2022 to 17 Oct 2023)
    • [FCA CF] Significant management (5 Apr 2022 to 17 Oct 2023)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Significant management (5 Apr 2022 to 17 Oct 2023)
  • LV Equity Release Limited (no longer approved here)

    FRN 306287

    • [FCA CF] Significant management (5 Apr 2022 to 17 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.