Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robin Bryan David Willison

  IRN RXW01360

  • CF17 Significant Mgt (Other Business Operations) (9 Aug 2006 to 18 Oct 2006)
• Robin George Herbert Hatcher

  IRN RXH00097

  • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
• Rodney Malcolm Cook

  IRN RMC01067

  • CF29 Significant management (1 Nov 2007 to 1 Mar 2010)
  • Responsible for Insurance Mediation (19 Oct 2007 to 1 Mar 2010)
  • CF17 Significant Mgt (Other Business Operations) (25 Jan 2007 to 31 Oct 2007)
• Rodney Pennington Baker-Bates

  IRN RPB01052

  • CF2 Non Executive Director (3 Dec 2013 to 6 Mar 2016)
• Roger Allen

  IRN RXA00086

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2002)
• Roger Charles Dix

  IRN RCD01059

  • CF28 Systems and controls (2 Nov 2009 to 4 Jan 2011)
• Roger Lewis Russell

  IRN RLR00016

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2006)
• Roger Philip Moseley

  IRN RPM00017

  • CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2003)
• Roland James Rees Horton

  IRN RXH55802

  • [FCA CF] Significant management (since 10 Dec 2018)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 28 Feb 2021)
• Ronald James Hewison

  IRN RJH01270

  • CF30 Customer (1 Nov 2007 to 31 May 2008)
  • CF21 Investment Adviser (30 Apr 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Mar 2002 to 30 Apr 2003)

• Quidco Limited (no longer appointed)

  FRN 808298 · Appointed 17 Sep 2018 · Until 9 Feb 2023

• National Education Union (no longer appointed)

  FRN 787653 · Appointed 7 Nov 2017 · Until 31 May 2018

• National Education Union (no longer appointed)

  FRN 201862 · Appointed 20 Jan 2016 · Until 3 Nov 2017

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 1 Oct 2014 · Until 16 Apr 2018

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 24 Sep 2014 · Until 16 Apr 2018

• Nectar 360 Limited (no longer appointed)

  FRN 460052 · Appointed 24 Sep 2014 · Until 1 Jul 2020

• Moneysavingexpert.com Limited (no longer appointed)

  FRN 587302 · Appointed 29 Jul 2014 · Until 14 Oct 2016

• Fairer Finance Ltd (no longer appointed)

  FRN 627479 · Appointed 4 Jul 2014 · Until 22 Jul 2016

• iMutual Plc (no longer appointed)

  FRN 623962 · Appointed 22 May 2014 · Until 30 Aug 2017

• Steer Digital Limited (no longer appointed)

  FRN 597191 · Appointed 19 Dec 2013 · Until 1 Jan 2015

No changes recorded yet.