Rodney Pennington Baker-Bates

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Willis Limited (no longer approved here)

    FRN 310186

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 31 Aug 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2020)
    • CF2 Non Executive Director (15 Aug 2011 to 8 Dec 2019)
  • Scrutton Bland Insurance Brokers Limited (no longer approved here)

    FRN 828934

    • (20)CF1 Director (AR) (11 Oct 2019 to 13 Jul 2020)
  • ANDREW THOMPSON & ASSOCIATES LTD (no longer approved here)

    FRN 526410

    • CF1 Director (AR) (10 Mar 2016 to 28 Feb 2019)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF2 Non Executive Director (3 Dec 2013 to 6 Mar 2016)
  • Burford Capital (UK) Limited (no longer approved here)

    FRN 498099

    • CF2 Non Executive Director (3 Aug 2009 to 4 Aug 2009)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • CF2 Non Executive Director (1 Aug 2009 to 31 Jul 2012)
  • Soteria Insurance Limited (no longer approved here)

    FRN 435022

    • CF2 Non Executive Director (1 Aug 2009 to 31 Jul 2012)
  • STRATEGIC INVESTMENTS GROUP LIMITED (no longer approved here)

    FRN 456379

    • CF2 Non Executive Director (15 Nov 2006 to 2 Dec 2011)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF2 Non Executive Director (5 Apr 2006 to 30 Sep 2010)
    • CF13 Finance (1 Dec 2001 to 3 Feb 2003)
    • CF15 Internal Audit (1 Dec 2001 to 5 Apr 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2004)
    • CF14 Risk Assessment (1 Dec 2001 to 5 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (20)CF1 Director (AR) at Scrutton Bland Insurance Brokers Limited