ANDREW THOMPSON & ASSOCIATES LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew James Thompson
IRN AJT01250
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (5 Oct 2018 to 28 Feb 2019)
- Responsible for Insurance Mediation (1 Oct 2010 to 30 Sep 2018)
- CF1 Director (1 Oct 2010 to 8 Dec 2019)
Barrie Etchells
IRN BXE00016
- SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
- CF1 Director (16 Jul 2019 to 8 Dec 2019)
Christopher John Marsh
IRN CJM01395
- CF1 Director (1 Oct 2010 to 29 Sep 2017)
Gerald Becker
IRN GXB02293
- CF1 Director (AR) (11 Apr 2017 to 4 May 2018)
Helen Clare Peck
IRN HCP01020
- CF1 Director (1 Oct 2010 to 25 May 2018)
John McLaren-Stewart
IRN JXM02259
- CF1 Director (17 Jul 2015 to 25 May 2018)
Nicholas John Hindle
IRN NXH06644
- CF1 Director (AR) (27 Sep 2018 to 26 Jul 2019)
Richard Anscombe
IRN RXA02059
- CF1 Director (AR) (16 Jun 2017 to 28 Feb 2019)
Rodney Pennington Baker-Bates
IRN RPB01052
- CF1 Director (AR) (10 Mar 2016 to 28 Feb 2019)

Smaller firms operating under this firm's FCA authorisation.

Duncan Cogdell (no longer appointed)
FRN 540008 · Appointed 3 Oct 2018 · Until 8 Nov 2019
Gerald Becker Consulting Limited (no longer appointed)
FRN 771277 · Appointed 9 Feb 2017 · Until 8 Nov 2019
Fram Farmers N-Sure Ltd (no longer appointed)
FRN 724316 · Appointed 3 Nov 2015 · Until 28 Jun 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.