Liverpool Victoria Financial Advice Services Limited

Date authorised
1 April 2013
Companies House
03027145
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +448006816294
    Web
    https://www.lv.com

  • Complaints Contact

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Coburn

    IRN RSC00021

    • CF21 Investment Adviser (14 Jun 2006 to 26 Apr 2007)
    • CF22 Investment Adviser (Trainee) (14 Feb 2005 to 14 Jun 2006)
  • Robert Dunn

    IRN RXD00052

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
  • Robert Graham Shiret

    IRN RGS00006

    • CF21 Investment Adviser (8 Jan 2002 to 21 May 2003)
  • Robert James Ingram

    IRN RJI00006

    • CF22 Investment Adviser (Trainee) (26 Oct 2005 to 3 Feb 2006)
  • Robert John Gullick

    IRN RJG00008

    • CF21 Investment Adviser (8 Jan 2002 to 1 Oct 2003)
  • Robert Rolph

    IRN RXR43650

    • [FCA CF] Significant management (9 Dec 2019 to 27 Mar 2020)
  • Robert William Price

    IRN RWP01064

    • CF21 Investment Adviser (30 Aug 2006 to 26 Apr 2007)
  • Robin Bryan David Willison

    IRN RXW01360

    • CF29 Significant management (4 Jan 2011 to 10 Sep 2013)
    • CF8 Apportionment and Oversight (12 Nov 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (19 Oct 2007 to 10 Sep 2013)
    • CF1 Director (2 May 2007 to 4 Jan 2011)
    • CF3 Chief Executive (2 May 2007 to 4 Jan 2011)
    • CF17 Significant Mgt (Other Business Operations) (9 Aug 2006 to 18 Oct 2006)
  • Rodney Malcolm Cook

    IRN RMC01067

    • CF1 Director (13 Feb 2009 to 1 Mar 2010)
    • CF29 Significant management (1 Nov 2007 to 1 Mar 2010)
    • CF17 Significant Mgt (Other Business Operations) (25 Jan 2007 to 31 Oct 2007)
  • Rodney Nicholas Jerrim

    IRN RNJ00001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2021)
    • [FCA CF] Client dealing (since 6 Sep 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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