Liverpool Victoria Financial Advice Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Aristos Ruddle

  IRN AXR00655

  • [FCA CF] Significant management (since 10 Oct 2022)
• Adam Smith

  IRN AXS02602

  • CF30 Customer (25 Feb 2009 to 4 Mar 2009)
• Aidan Patrick Compton

  IRN AXC00302

  • [FCA CF] Significant management (2 Feb 2021 to 15 Feb 2022)
• Akinlawon Olumekun

  IRN AXO00006

  • CF21 Investment Adviser (3 Jul 2002 to 10 Mar 2006)
  • CF22 Investment Adviser (Trainee) (1 Jan 2002 to 3 Jul 2002)
• Alan Ronald Cook

  IRN ARC01064

  • SMF7 Group Entity Senior Manager (28 May 2020 to 28 Feb 2022)
• Alan Thomas Mumford

  IRN ATM00015

  • CF21 Investment Adviser (17 Jun 2003 to 27 Jun 2003)
  • CF22 Investment Adviser (Trainee) (22 Oct 2002 to 17 Jun 2003)
• Alan William Hourahine

  IRN AWH00010

  • CF21 Investment Adviser (8 Jan 2002 to 26 Apr 2007)
• Alexander David Dockar

  IRN ADD00003

  • CF20 Significant Mgt (Settlements) (8 Jan 2002 to 1 Mar 2002)
• Alexander James Corbett

  IRN AJC01618

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
• Alison Carter

  IRN AXP01555

  • CF21 Investment Adviser (12 Feb 2007 to 26 Apr 2007)
  • CF22 Investment Adviser (Trainee) (1 Sep 2006 to 12 Feb 2007)

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 17 Mar 2005 · Until 15 Nov 2011

No changes recorded yet.